North American Securities Administrators Association - PDFSEARCH.IO - Document Search Engine

North American Securities Administrators Association
Results: 518

#	Item
31	NOTICE OF REQUEST FOR COMMENTS REGARDING NASAA’S PROPOSED MODEL LEGISLATION OR REGULATION TO PROTECT VULNERABLE ADULTS FROM FINANCIAL EXPLOITATION September 29, 2015 The Board of Directors of the North American Securit Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-09-29 10:35:54 United States securities law Financial services Financial regulation Financial adviser Broker-dealer North American Securities Administrators Association
32	General Counsel North American Securities Administrators Association, Inc. (NASAA) Position Summary: The General Counsel serves both a policy and legal role at NASAA. As the director of the NASAA legal department the Gen Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-06-02 13:08:52 Investment Financial regulation North American Securities Administrators Association Securities Industry and Financial Markets Association Securities regulation in the United States United States securities law Financial economics Financial system
33	The North American Securities Administrators Association Are you an informed investor? Understanding Broker-Dealer Fees Savvy consumers know it is important to compare prices on similar products to get the best value Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2015-04-22 10:04:33
34	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2015-04-20 15:07:31 Financial economics North American Securities Administrators Association Financial analyst Securities research Financial Industry Regulatory Authority Investment banking U.S. Securities and Exchange Commission United States securities law Financial system Finance
35	CANADIAN SECURITIES ADMINISTRATORSEnforcement Report Canadian Securities Administrators About the CSA Add to Reading List Source URL: er-ral.csa-acvm.ca Language: English - Date: 2015-02-10 08:55:06 Finance Canadian securities regulation International Organization of Securities Commissions Securities Commission Autorité des marchés financiers Capital market Canadian Securities Administrators North American Securities Administrators Association Securities regulation in the United States Financial regulation Financial system Financial economics
36	Counsel Position Summary of position: The North American Securities Administrators Association (NASAA), a prominent Washington D.C. association devoted to supporting the work of state and provincial securities regulators Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-05-14 09:18:28 Financial economics North American Securities Administrators Association Financial Industry Regulatory Authority Business Municipal Securities Rulemaking Board Financial system Financial adviser United States securities law Self-regulatory organizations Financial regulation
37	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2015-04-20 15:08:48 Finance Securities Financial economics North American Securities Administrators Association Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Financial analyst Securities research Investment banking United States securities law Financial regulation Financial system
38	The North American Securities Administrators Association Are you an informed investor? Understanding Broker-Dealer Fees Savvy consumers know it is important to compare prices on similar products to get the best value Add to Reading List Source URL: www.ndbf.ne.gov Language: English - Date: 2015-04-23 16:24:50 Financial system Financial markets Broker-dealer Fixed income market Stock broker Brokerage firm Yield spread premium Short Financial services Financial economics Finance
39	A r e Yo u A n I n f o r m e d I n v e s t o r ? CYBERSECURITY: IS YOUR INVESTMENT PROFESSIONAL TAKING STEPS TO SAFEGUARD YOUR FINANCIAL INFORMATION? Add to Reading List Source URL: www.finance.idaho.gov Language: English - Date: 2015-01-28 15:12:00 United States securities law Computer crimes Registered Investment Advisor North American Securities Administrators Association Cyberwarfare Computer security Financial adviser Business International Multilateral Partnership Against Cyber Threats Investment Financial economics Security
40	FIVE STATES AND DISTRICT OF COLUMBIA TO OFFER $1,000 PRIZES IN “DASH FOR THE STASH” FINANCIAL LITERACY PUSH IN LIBRARIES Investor Protection Institute Program Features “Scavenger Hunt”-Like Approach; Research Sho Add to Reading List Source URL: www.iinvest.org Language: English - Date: 2015-04-06 17:21:06 Securities Financial system Investment Investor education U.S. Securities and Exchange Commission Uniform Securities Act Securities fraud North American Securities Administrators Association Financial adviser United States securities law Financial economics Economics

UPDATE